Fees

Being upfront and honest about broker dealer fees is rare. At FHC we believe in treating agents as independent businessmen and women. You shouldn't have to guess at how much you will be getting paid. Transparency about fees is just one of the many ways in which FHC strives to be the perfect fit for you.

Fee Structure

Annual Affiliation Fee* $6,000
Annual Errors and Omission Fee
Annual FINRA/FHC Assessment and Renewal Fee
Resident State Fee
Please note, all states other than your resident state will be charged individually.
Annual Firm Continuing Education Fee
Regulatory Continuing Education Fee  
Branch/Audit Fee  
Technology and Research Fee  
Investment Advisor Representative Fee  
Resident State Investment Advisor Fee  

FHC® FINRA Initial Registration Fees (charged once at the time you join FHC)
Initial Transfer $135
Finger Print Cards $80
U-5 $90

State License Fees (fee varies by state)
$66 - $200

Total: $6,371 - $6,505

*Annual Affiliation Fee will be prorated quarterly.

JOIN DATE:PRORATED FEE
November 1 - January 31$6,000
February 1 - April 30$4,500
May 1 - July 31$3,000
August 1 - October 31$1,500
Securities offered through First Heartland® Capital, Inc., Member FINRA & SIPC.
Advisory Services offered through First Heartland® Consultants, Inc., a SEC-registered investment advisor.
1839 Lake Saint Louis Boulevard Lake Saint Louis, MO 63367

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